MarieElena V. Ness
MarieElena V. Ness
Ms. MarieElena Ness has been with Haverford since 2005. Mimi, Vice President & Chief Compliance Officer, is responsible for administering the compliance policies and procedures of the firm as well as those of Haverford’s parent company, Drexel Morgan & Co., and a related investment adviser, Haverford Financial Services. She also serves as Chief Compliance Officer for Haverford Trust Securities, a subsidiary broker-dealer. Mimi is an ardent reader and enjoys spending time with her husband and three children.
Education & Certifications
B.A., State University of New York College, Oswego
M.P.A., Rockefeller College of Public Affairs and Policy
FINRA Series 7, 24, 53, 63 and 65
Previous Experience
Managing Partner Regulatory Compliance Assistance, LLC
Compliance Director ADVISORport, Inc
Compliance Director Persimmon Securities, Inc.
Support Team
Administrative Support Team
Holly Palermo Executive Assistant